Program Date |
Sponsor Name |
Program / Class Name |
Hours Accepted |
Status |
How Reported |
Date Reported |
02/14/2007 |
FPA - Financial Planning Association |
Fixed Income Investing in the Current Economic Environment |
1.00 |
Accepted |
CE Sponsor |
03/09/2007 |
01/31/2007 |
FPA - Financial Planning Association |
Integrating a Balanced Financial Plan |
1.00 |
Accepted |
CE Sponsor |
03/10/2007 |
01/01/2007 |
Financial Planning - On Wall Street |
January 2007 CE Quiz |
1.00 |
Accepted |
CE Sponsor |
01/31/2007 |
12/26/2006 |
Investment Advisor Group |
October 2006 CFP CE Test |
1.00 |
Accepted |
CE Sponsor |
01/12/2007 |
12/25/2006 |
Investment Advisor Group |
November 2006 CFP CE Test |
1.00 |
Accepted |
CE Sponsor |
01/12/2007 |
12/01/2006 |
Financial Planning - On Wall Street |
November 2006 CE Quiz |
1.00 |
Accepted |
CE Sponsor |
12/06/2006 |
12/01/2006 |
Charter Financial Publishing Network, Inc. |
November 2006 Financial Advisor Magazine |
1.00 |
Accepted |
CE Sponsor |
01/10/2007 |
12/01/2006 |
Financial Planning - On Wall Street |
December 2006 CE Quiz |
1.00 |
Accepted |
CE Sponsor |
12/06/2006 |
11/30/2006 |
FPA - Financial Planning Association |
JFP CE Exam November 2006 |
1.00 |
Accepted |
CE Sponsor |
12/04/2006 |
11/24/2006 |
Charter Financial Publishing Network, Inc. |
July 2006 FAM |
1.00 |
Accepted |
CE Sponsor |
12/02/2006 |
11/14/2006 |
Children's Hospital and Health System Foundation, Inc. |
8th Annual Tax and Charitable Planning Conference |
3.00 |
Accepted |
CE Sponsor |
12/01/2006 |
10/17/2006 |
FPA - Southern Wisconsin Chapter |
Risk Management: Protecting Yourself and Your Clients |
4.00 |
Accepted |
CE Sponsor |
10/26/2006 |
08/31/2006 |
Charter Financial Publishing Network, Inc. |
August 2006 FAM |
1.00 |
Accepted |
CE Sponsor |
08/21/2006 |
08/05/2006 |
Financial Planning - On Wall Street |
August 2006 CE Quiz |
1.00 |
Accepted |
CE Sponsor |
09/01/2006 |
06/06/2006 |
FPA - Illinois Chapter |
Regulatory Update |
1.00 |
Accepted |
CE Sponsor |
06/12/2006 |
06/06/2006 |
FPA - Illinois Chapter |
Planning for the Closely Held Business Owner |
1.00 |
Accepted |
CE Sponsor |
06/12/2006 |
06/06/2006 |
FPA - Illinois Chapter |
Questions Great Financial Advisors Ask |
1.00 |
Accepted |
CE Sponsor |
06/12/2006 |
06/06/2006 |
FPA - Illinois Chapter |
Prenuptial and Postnuptial Agreements |
1.00 |
Accepted |
CE Sponsor |
06/12/2006 |
06/06/2006 |
FPA - Illinois Chapter |
Real Estate Investments in Self-Directed IRA's |
1.00 |
Accepted |
CE Sponsor |
06/12/2006 |
06/06/2006 |
FPA - Illinois Chapter |
The New Physics of Philanthropy and the New Physics of Financial Advisement |
1.00 |
Accepted |
CE Sponsor |
06/12/2006 |
05/10/2006 |
FPA - Southern Wisconsin Chapter |
Personalizing Financial Planning |
1.00 |
Accepted |
CE Sponsor |
06/20/2006 |
05/10/2006 |
FPA - Southern Wisconsin Chapter |
Financial Planning Today and Tomorrow |
1.00 |
Accepted |
CE Sponsor |
06/20/2006 |
05/10/2006 |
FPA - Southern Wisconsin Chapter |
Exchange Traded Funds |
1.00 |
Accepted |
CE Sponsor |
06/20/2006 |
04/21/2006 |
Lorman Education Services |
Advanced 1031 Exchanges And Replacement Property Solutions: An In-Depth Discussion Of TICs And Private Annuity Trusts - Madison, WI - 2006 |
8.00 |
Accepted |
CE Sponsor |
05/04/2006 |
04/19/2006 |
FPA - Southern Wisconsin Chapter |
Appreciative Financial Planning: Harnessing the Power of Appreciative Inquiry to Serve Your Clients and Enhance Their Lives |
4.00 |
Accepted |
CE Sponsor |
09/30/2006 |
03/22/2006 |
FPA - Southern Wisconsin Chapter |
Maximizing Initial Withdrawal Rates: Decision Guardrails and Confidence Standards for Retirees |
3.00 |
Accepted |
CE Sponsor |
03/31/2006 |
12/31/2005 |
FPA - Financial Planning Association |
JFP CE Exam Mar 2004 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/31/2005 |
FPA - Financial Planning Association |
JFP CE Exam December 2004 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/31/2005 |
FPA - Financial Planning Association |
JFP CE Exam April 2004 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/31/2005 |
FPA - Financial Planning Association |
JFP CE Exam Aug 2004 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/29/2005 |
FPA - Financial Planning Association |
JFP CE Exam May 2005 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/26/2005 |
FPA - Financial Planning Association |
JFP CE Exam February 2005 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/25/2005 |
FPA - Financial Planning Association |
JFP CE Exam April 2005 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/24/2005 |
FPA - Financial Planning Association |
JFP CE Exam September 2005 |
1.00 |
Accepted |
CE Sponsor |
02/02/2006 |
12/21/2005 |
FPA - Financial Planning Association |
JFP CE Exam December 2005 |
1.00 |
Accepted |
CE Sponsor |
01/03/2006 |
12/13/2005 |
FPA - Financial Planning Association |
JFP CE Exam November 2005 |
1.00 |
Accepted |
CE Sponsor |
01/03/2006 |
12/10/2005 |
FPA - Financial Planning Association |
JFP CE Exam October 2005 |
1.00 |
Accepted |
CE Sponsor |
01/03/2006 |
11/15/2005 |
FPA - Southern Wisconsin Chapter |
Update on Section 1031 Exchanges |
1.00 |
Accepted |
CE Sponsor |
11/28/2005 |
11/15/2005 |
FPA - Southern Wisconsin Chapter |
Practical Planning Strategies |
1.00 |
Accepted |
CE Sponsor |
11/28/2005 |
11/15/2005 |
FPA - Southern Wisconsin Chapter |
Year End Tax Planning |
1.00 |
Accepted |
CE Sponsor |
11/28/2005 |
11/15/2005 |
FPA - Southern Wisconsin Chapter |
Charitable Giving Strategies |
1.00 |
Accepted |
CE Sponsor |
11/28/2005 |
11/15/2005 |
FPA - Southern Wisconsin Chapter |
Advanced Planning for IRAs and Other Qualified Plans |
1.00 |
Accepted |
CE Sponsor |
11/28/2005 |
11/15/2005 |
FPA - Southern Wisconsin Chapter |
The Implementation Hour - Practical Tax Planning Advice for Clients |
1.00 |
Accepted |
CE Sponsor |
11/28/2005 |
11/03/2005 |
Intershow |
Private REITs |
1.50 |
Accepted |
Online |
11/11/2005 |
11/03/2005 |
Intershow |
Risk-Controlled Investment Vehicles |
1.50 |
Accepted |
Online |
11/11/2005 |
11/03/2005 |
Intershow |
Alternative Investments |
1.50 |
Accepted |
Online |
11/11/2005 |
11/03/2005 |
Intershow |
Public REITs |
1.50 |
Accepted |
Online |
11/11/2005 |
11/02/2005 |
Intershow |
Commodity Investing-Natural Rresources for Diversity and Profit |
1.50 |
Accepted |
Online |
11/11/2005 |
11/02/2005 |
Intershow |
Indexing Panel |
1.50 |
Accepted |
Online |
11/11/2005 |
11/02/2005 |
Intershow |
Multi-Disciplined Funds |
1.50 |
Accepted |
Online |
11/11/2005 |
10/14/2005 |
FPA - Financial Planning Association |
Medicare Part D: Fee for Service Plans |
1.00 |
Accepted |
CE Sponsor |
11/22/2005 |
10/01/2005 |
Putnam Investments |
High Impact Financial Planning |
1.00 |
Accepted |
Online |
11/07/2005 |
10/01/2005 |
Financial Planning Institute, LLC |
Extended Family Feud |
2.00 |
Accepted |
Online |
11/11/2005 |
09/30/2005 |
John Hancock Funds |
Helping The Next Generation Succeed |
1.00 |
Accepted |
Online |
11/07/2005 |
09/29/2005 |
John Hancock Mutual Life Insurance Company |
IRA Mistakes and Opportunities |
1.00 |
Accepted |
Online |
11/07/2005 |
09/29/2005 |
American Funds Distributors, Inc |
Investor IQ - Why They Do What They Do |
1.00 |
Accepted |
Online |
11/07/2005 |
09/26/2005 |
Salvation Army |
The 13th Annual Estate and Charitable Gift |
3.00 |
Accepted |
Online |
11/28/2005 |
09/26/2005 |
SC Partners Inc. |
Trends and Traps |
6.00 |
Accepted |
CE Sponsor |
02/17/2006 |
05/19/2005 |
NASD - National Association of Securities Dealers now known as FINRA - Financial Industry Regulatory Authority, Inc. Regulation, Inc. |
Series 66 |
12.00 |
Accepted |
Online |
12/01/2005 |
05/06/2005 |
NASD - National Association of Securities Dealers now known as FINRA - Financial Industry Regulatory Authority, Inc. Regulation, Inc. |
Series 7 Class |
60.00 |
Accepted |
Online |
12/01/2005 |
